$SIVB · SVB Financial Group Congress Trades

Rep. Josh Gottheimer (NJ-05) conducted 47 transactions in March 2023 across a diversified portfolio of technology, healthcare, financial services, and consumer stocks, with most transactions ranging from $1,001-$15,000, except for one Fidelity National Information Services sale of $15,001-$50,000. The portfolio shows significant rebalancing activity through Morgan Stanley managed accounts, with approximately equal numbers of purchases and sales.

Rep. Josh Gottheimer (NJ-05) executed a broad portfolio rebalancing in July 2022, purchasing 18 stocks including major tech holdings (GOOG, AAPL, MSFT, ORCL) and financials (COF, EFX, FIS, UNH), while simultaneously selling partial positions in GOOG, DE, MEDP, NOVT, and RBA. Most transactions ranged from $1,001-$15,000, with Starbucks (SBUX) at the higher range of $15,001-$50,000. All trades occurred through Morgan Stanley Active Asset Account #1.

Hon. Josh Gottheimer conducted 34 transactions in June 2022, predominantly selling partial positions across a diversified portfolio including major stocks like Starbucks (SBUX, $15,001-$50,000), Microsoft (MSFT), Oracle (ORCL), Apple (AAPL), and numerous others, with a smaller number of purchases in stocks like UnitedHealth Group (UNH), Arcutis Biotherapeutics (ARQT), and Kering (PPRUY). All transactions were executed through a Morgan Stanley Select UMA Account.

Rep. Josh Gottheimer (NJ-05) executed a diverse portfolio of transactions in early February 2022, including significant options activity on Microsoft (MSFT) with multiple call option sales ranging from $250,001 to $1,000,001+, along with numerous stock purchases and sales across technology, healthcare, and consumer sectors, all managed through Morgan Stanley accounts.