Form 4 Insider Buying & Selling
SEC Form 4 must be filed within two business days whenever a corporate officer, director, or 10% beneficial owner buys, sells, or exercises equity in their company. Position Tracker highlights open-market insider purchases (Transaction Code P) and significant executive sales.
- Open-market purchases (Code P) by CEOs, CFOs, and independent directors using personal capital
- Cluster insider buying where multiple executives purchase shares in the same window
- Distinction between discretionary open-market sales and pre-scheduled Rule 10b5-1 trading plans
- Post-transaction beneficial ownership stake and total dollar value traded
$SYK 4 — STRYKER CORP
N/A
$NLY 4 — ANNALY CAPITAL MANAGEMENT INC
A director's $940,000 open-market buy signals insider confidence in the mortgage REIT.
$DKNG 4 — DraftKings Inc.
A CFO's open-market purchase of nearly $350K is a tangible insider confidence signal.
$ROK 4 — ROCKWELL AUTOMATION, INC
N/A
$ADM 4 — Archer-Daniels-Midland Co
A director's first open-market purchase of $486,720 signals personal confidence in ADM's valuation.
$EL 4 — ESTEE LAUDER COMPANIES INC
A board member's $10M open-market sale without a 10b5-1 plan is a notable insider-confidence signal for a $41B consumer company.
$KMI 4 — KINDER MORGAN, INC.
A $15M open-market buy by the Executive Chairman and 10% owner is a strong insider-confidence signal.
$CVNA 4 — CARVANA CO.
N/A
$SYY 4 — SYSCO CORP
A director's first open-market purchase signals insider confidence, though the size is small relative to Sysco's $37B market cap.
$LIN 4 — Linde plc
Matthew J. White, Chief Financial Officer of Linde plc, filed a Form 4 with the SEC on November 4, 2026, reporting changes in his beneficial ownership of Linde ordinary shares.…
$V 4 — VISA INC.
A named executive officer monetized $14.7M in options, a routine but notable insider-sale signal.
$NONE 4 — Carlyle Credit Solutions
A CFO and President making a direct open-market purchase signals insider confidence in the company's value.
$LBTY 4 — Liberty Global Ltd.
A CEO's open-market purchase of over $1M signals insider confidence in the stock.
$LBTY 4 — Liberty Global Ltd.
A top technology executive put nearly $2M of his own money into the stock, a bullish insider signal.
$NFLX 4 — Netflix, Inc.
This Form 4 reports changes in beneficial ownership by Netflix Co-CEO Theodore A. Sarandos. On November 3, 2026, he received a total of 54,388 shares of Netflix common stock whe…
$NFLX 4/A — Netflix, Inc.
Netflix filed an amended Form 4 for David A. Hyman, its Chief Legal Officer, covering transactions dated November 3, 2026. The amendment corrects the original filing from Novemb…
$PG 4 — The Procter & Gamble Company
The Procter & Gamble Company filed a Form 4 with the SEC on November 5, 2026, reporting transactions by Chief Financial Officer Andre Schulten. According to the filing, on Novem…
$WMT 4 — Walmart Inc.
Walmart Inc. filed a Form 4 with the SEC reporting a change in beneficial ownership by Latriece Watkins, an Executive Vice President. The filing indicates that on November 3, 20…
$REGN 4 — REGENERON PHARMACEUTICALS, INC.
A director monetized $20.4M in options, a routine but notable insider-sale disclosure.
$LSCC 4 — LATTICE SEMICONDUCTOR CORP
N/A
$INTC 4 — INTEL CORP
A CEO's $9.7M open-market purchase is a strong personal capital commitment to Intel's turnaround.
$LIN 4 — Linde plc
Linde plc filed a Form 4 reporting changes in beneficial ownership for Guillermo Bichara, Executive Vice President and Chief Legal Officer. On November 2, 2026, Bichara exercise…
$KO 4 — The Coca-Cola Company
A Form 4 was filed on November 4, 2026, reporting changes in beneficial ownership for Beatriz R. Perez, an Executive Vice President of The Coca-Cola Company. The report covers t…
$CVX 4 — Chevron Corporation
This Form 4 filing reports transactions by Jeff B. Gustavson, Chevron Corporation’s President of New Energies, on November 2, 2026. Mr. Gustavson exercised two non-qualified sto…
$NFLX 4 — Netflix, Inc.
This Form 4 filing reports transactions by David A. Hyman, Netflix’s Chief Legal Officer, on November 3 and 4, 2026. On November 3, a total of 11,409 restricted stock units vest…
$CVNA 4 — CARVANA CO.
A C-suite officer selling $18.1M with no pre-arranged trading plan raises questions about insider conviction at current valuations.
$CAT 4 — CATERPILLAR INC
A $620K insider buy shows director-level conviction, but at a $286B market cap, the signal is modest without officer participation.
4 — Hamilton Lane Venture Capital & Growth Fund ($N/A)
A $36.5M discretionary insider buy by a 10% owner signals strong conviction in the venture capital and growth fund's portfolio.
$MRK 4 — Merck & Co., Inc.
Merck & Co. filed a Form 4 on November 3, 2026, reporting transactions by director Paul J. Diaz. According to the filing, on November 1, 2026, Diaz disposed of 200 shares of Mer…
$MRK 3 — Merck & Co., Inc.
This SEC filing is a Form 3 initial statement of beneficial ownership filed for Paul J. Diaz in connection with Merck & Co., Inc. The form indicates that, as of November 1, 2026…
$NFLX 4 — Netflix, Inc.
This Form 4 filing from Netflix, Inc. reports a change in beneficial ownership by Elinor Mertz, a director of the company. The filing states that on November 2, 2026, Mertz acqu…
$PG 4 — The Procter & Gamble Company
On November 3, 2026, Matthew W. Janzaruk, Senior Vice President and Chief Accounting Officer of The Procter & Gamble Company, reported transactions in PG common stock on a Form…
$MA 4 — Mastercard Incorporated
Mastercard Incorporated filed a Form 4 reporting transactions by its Chief Financial Officer, Hai Ling, in the company’s Class A Common Stock. On October 30, 2026, Ling exercise…
$WMT 4 — Walmart Inc.
Walmart Inc. executive Daniel J. Bartlett, an Executive Vice President, reported a transaction in company common stock on November 2, 2026. According to the Form 4 filing, he so…
$ROL 4 — ROLLINS INC
A $50M open-market purchase by a 10% owner without a 10b5-1 plan is a high-conviction insider signal rarely seen at this dollar scale.
$ROL 4 — ROLLINS INC
A $50M open-market purchase by a 10% owner without a 10b5-1 plan is a strong, unscripted conviction signal that investors rarely ignore.
$ENPH 4 — Enphase Energy, Inc.
A CEO buying $267K of stock with no 10b5-1 plan is a high-conviction signal, especially in a beaten-down solar name.
$DAL 4 — DELTA AIR LINES, INC.
A discretionary CEO sale outside a 10b5-1 plan raises questions about insider sentiment, though the position retained remains substantial.
$HLT 4 — Hilton Worldwide Holdings Inc.
A $53.8M discretionary officer sale without a 10b5-1 plan is a notable liquidity event that investors may interpret as a signal on near-term valuation.
$FDX 4 — FEDEX CORP
An $8.4M discretionary sale by a C-suite officer without a 10b5-1 plan is a notable liquidity event that investors track for insider sentiment signals.
$TMO 4 — Thermo Fisher Scientific Inc.
Thermo Fisher Scientific Inc. filed a Form 4 with the SEC on October 30, 2026, reporting a change in beneficial ownership for Scott M. Sperling, a director of the company. The f…
$GOOGL 4 — Alphabet Inc.
This Form 4 filing reports a change in beneficial ownership for Frances Arnold, a director of Alphabet Inc. On October 29, 2026, Arnold sold 82 shares of Alphabet Class C Capita…
$XYL 4 — Xylem Inc.
A non-executive director committing nearly $1M in a single open-market purchase signals conviction, even if the dollar amount is modest relative to Xylem's $21B market cap.
$PNFP 4 — Pinnacle Financial Partners, Inc.
A near-million-dollar discretionary buy by a director at a regional bank is a tangible confidence signal worth tracking.
$BRK-B 4 — Berkshire Hathaway Inc.
On October 27, 2026, Berkshire Hathaway Inc. and Warren E. Buffett filed a Form 4 reporting the sale of 382,563 shares of DaVita Inc. common stock at a price of $180.4305 per sh…
4 — FLAGSTAR BANK, NATIONAL ASSOCIATION ($NYSE:FLG)
A director putting $101,400 of personal capital into an open-market buy with no 10b5-1 plan is a tangible confidence signal worth tracking.
$ACN 4 — Accenture plc
A sitting CEO making a $3M discretionary open-market purchase during a sharp drawdown is one of the strongest insider signals available.
$META 4 — Meta Platforms, Inc.
Peggy Alford, a director of Meta Platforms, Inc., filed a Form 4 with the SEC on October 28, 2026, reporting a transaction in the company’s Class A common stock. According to th…
$GS 4 — GOLDMAN SACHS GROUP INC
A CEO selling without a 10b5-1 plan always merits attention, though the 12,000-share sale represents a small fraction of Solomon's remaining 159,180-share position.
$ORCL 4 — Oracle Corporation
Oracle Corporation filed a Form 4 reporting transactions by Maria Smith, its Executive Vice President and Chief Accounting Officer. On October 23, 2026, Smith acquired 8,926 sha…
$COST 4 — Costco Wholesale Corporation
Costco Wholesale Corporation filed a Form 4 reporting transactions by John Christopher Sullivan, an Executive Vice President, on October 22, 2026. The filing shows he acquired 4…
$GOOGL 4 — Alphabet Inc.
This filing is a Form 4 statement of changes in beneficial ownership for Alphabet Inc. It reports transactions by Marsida Saraci, Alphabet’s Vice President and Chief Accounting…
$PG 4 — PROCTER & GAMBLE Co
A CEO option exercise-and-sell is routine compensation monetization, not a directional signal.
$COST 4 — Costco Wholesale Corporation
This SEC Form 4 filing reports changes in beneficial ownership for Gary Millerchip, an Executive Vice President of Costco Wholesale Corporation. The filing discloses transaction…
$PEP 4 — PepsiCo, Inc.
PepsiCo, Inc. filed a Form 4 with the SEC on October 23, 2026, reporting a transaction by Ramon Laguarta, the company’s Chairman and CEO. According to the filing, Mr. Laguarta s…
$CRM 4 — Salesforce, Inc.
Salesforce, Inc. filed a Form 4 on October 23, 2026, reporting transactions by co-founder and director Parker Harris. On October 22, 2026, Harris acquired 1,785 shares of common…
$ABBV 3 — AbbVie Inc.
AbbVie Inc. filed a Form 3 with the SEC on October 23, 2026, for John Carethers. The form is an initial statement of beneficial ownership required under Section 16(a) of the Sec…
$BRK-B 4 — Berkshire Hathaway Inc.
On October 23, 2026, Berkshire Hathaway disclosed in a Form 4 filing that Vice Chairman Ajit Jain made a charitable gift of 19 shares of Class B common stock on October 21, 2026…
$MRK 3/A — Merck & Co., Inc.
This filing is an amended SEC Form 3, which is a regulatory ownership report filed by corporate insiders. It was submitted by David R. Maraldo, an executive vice president and p…
$LLY 3 — Eli Lilly and Company
Eli Lilly and Company filed a Form 3 with the SEC on October 22, 2026, reporting an initial ownership position in Lycia Therapeutics, Inc. (LYCA). The filing states that Eli Lil…
$AAPL 4 — Apple Inc.
This SEC Form 4 filing reports a stock sale by Jennifer Newstead, Apple Inc.'s Senior Vice President, General Counsel and Government Affairs. On October 20, 2026, she sold 2,399…
$SBUX 4 — Starbucks Corporation
Starbucks Corporation filed a Form 4 with the SEC reporting a transaction by Brady Brewer, who is listed as CEO, International. The filing states that on October 20, 2026, Brewe…
$AMT 4 — American Tower Corporation
American Tower Corporation director Teresa Hillary Clarke filed a Form 4 on October 22, 2026, reporting changes in her beneficial ownership of AMT common stock. The filing discl…
$CVX 4 — Chevron Corporation
Chevron Corporation filed a Form 4 disclosing transactions by R. Hewitt Pate, the company’s Chief Legal Officer. On October 19 and 20, 2026, Pate exercised non-qualified stock o…
$LLY 4 — Eli Lilly and Company
Eli Lilly and Company filed a Form 4 with the SEC on October 20, 2026, reporting a change in beneficial ownership for director Gabrielle Sulzberger. The filing states that on Oc…
$AMD 4 — Advanced Micro Devices, Inc.
Advanced Micro Devices executive Forrest Eugene Norrod, who serves as Executive Vice President and General Manager of the Data Solutions Group, reported transactions in AMD comm…
$MA 4 — Mastercard Incorporated
This filing is a routine insider transaction report required by SEC Form 4. It discloses changes in beneficial ownership for Ling Hai, the Chief Financial Officer of Mastercard…
$AAPL 4 — Apple Inc.
A Form 4 filing for Apple Inc. dated October 19, 2026 reported transactions by Ben Borders, the company’s Principal Accounting Officer. On October 15, 2026, 1,714 restricted sto…
$PEP 4 — PepsiCo, Inc.
Robert C. Pohlad, a director of PepsiCo, Inc., filed a Form 4 reporting changes in his beneficial ownership. On October 14, 2026, he acquired a total of 184,646 shares of PepsiC…
$GOOGL 4 — Alphabet Inc.
Alphabet Inc. director Kavitark Ram Shriram filed a Form 4 reporting changes in beneficial ownership on October 13, 2026. The filing shows that two 2021 irrevocable trusts made…
$MSFT 4 — Microsoft Corporation
Amy Coleman, Microsoft Corporation’s Executive Vice President and Chief Human Resources Officer, filed a Form 4 with the SEC on October 15, 2026. The filing is a statement of ch…
$AAPL 4 — Apple Inc.
Apple Inc. filed a Form 4 with the SEC on October 15, 2026, reporting a change in beneficial ownership by Jennifer Newstead, the company's Senior Vice President, General Counsel…
$MSFT 4 — Microsoft Corporation
Microsoft executive Amy Hood, the company’s executive vice president and chief financial officer, reported selling Microsoft common stock in a Form 4 filing with the SEC dated O…
$MA 4 — Mastercard Incorporated
A Form 4 filing from Mastercard Incorporated reports that Julius Genachowski, a director of the company, sold shares of Mastercard Class A Common Stock on October 9 and October…
$NVDA 4/A — NVIDIA Corporation
NVIDIA Corporation filed an amended Form 4 on October 13, 2026 for Nicholas P. Parker, the company’s EVP of Worldwide Field Operations. The amendment corrects an administrative…
$NVDA 4 — NVIDIA Corporation
NVIDIA director Tench Coxe filed a Form 4 on October 9, 2026, reporting a change in his beneficial ownership of the company’s common stock. The filing states that on October 7,…
$LIN 3 — Linde plc
Armando Botello, identified as Senior Vice President for APAC at Linde plc, filed a Form 3 initial statement of beneficial ownership of securities on October 8, 2026. The filing…
$LLY 3 — Eli Lilly and Company
Eli Lilly and Company filed a Form 3 with the Securities and Exchange Commission on October 8, 2026, reporting an initial beneficial ownership position in TRex Bio, Inc., which…
$AAPL 4 — Apple Inc.
Apple Inc. filed a Form 4 with the U.S. Securities and Exchange Commission on October 8, 2026, reporting a change in beneficial ownership by Jennifer Newstead, the company's Sen…
$SBUX 4 — Starbucks Corporation
Starbucks Corporation filed a Form 4 with the SEC reporting a transaction by Brady Brewer, the company’s CEO, International. The filing states that on October 5, 2026, Brewer so…
$AMZN 3/A — Amazon.com, Inc.
This SEC filing is an amendment to a Form 3 initial statement of beneficial ownership for Amazon.com, Inc. It was filed on behalf of Kevin R. Mandia and updates the original fil…
$LIN 4 — Linde plc
Linde plc filed a Form 4 reporting changes in beneficial ownership for director Paula Rosput Reynolds. The report covers a transaction dated October 1, 2026. The filing shows Re…
$MA 4 — Mastercard Incorporated
On October 5, 2026, Mastercard Incorporated filed a Form 4 reporting a change in beneficial ownership for Jon M. Huntsman Jr., who serves as Vice Chair & President, Strategic Gr…
$UNH 4 — UnitedHealth Group Incorporated
This Form 4 filing reports a change in beneficial ownership by John H. Noseworthy, a director of UnitedHealth Group. On October 1, 2026, he acquired 240 deferred stock units at…
$BRK-B 4 — Berkshire Hathaway Inc.
On October 5, 2026, Berkshire Hathaway Inc. filed a Form 4 reporting purchases of Lennar Corporation Class A and Class B common stock made by Berkshire insurance subsidiaries on…
$AMZN 4 — Amazon.com, Inc.
This Form 4 filing discloses a transaction in Amazon.com, Inc. common stock by Douglas J. Herrington, who is identified as CEO Worldwide Amazon Stores. The reported transaction…
$AAPL 4 — Apple Inc.
Apple executive chair Timothy D. Cook reported transactions in Apple common stock on a Form 4 filed October 5, 2026. On October 1, 2026, 374,541 restricted stock units vested an…
$AMT 4 — American Tower Corporation
A Form 4 was filed with the SEC on October 5, 2026, reporting a transaction in American Tower Corporation common stock by Paul Blanchett, the company’s Senior Vice President and…
$ABBV 4 — AbbVie Inc.
AbbVie Inc. filed a Form 4 with the SEC reporting a change in beneficial ownership for Susan E. Quaggin, a member of the company’s board of directors. The filing shows that on S…
$V 4 — Visa Inc.
The filing is a SEC Form 4 for Ryan McInerney, Chief Executive Officer and a director of Visa Inc. It reports transactions in Visa Class A Common Stock that occurred on October…
$MRK 4 — Merck & Co., Inc.
Merck & Co., Inc. filed a Form 4 reporting a transaction by director Christine E. Seidman. On September 30, 2026, Seidman acquired 55.9149 phantom stock units under the company’…
$AAPL 4 — Apple Inc.
This SEC Form 4 filing discloses a stock sale by Jennifer Newstead, Apple’s Senior Vice President, General Counsel and Government Affairs. On September 29, 2026, she sold 2,399…
$CMG 4 — Chipotle Mexican Grill, Inc.
On October 1, 2026, Chipotle Mexican Grill, Inc. filed a Form 4 with the SEC reporting a change in beneficial ownership for Adam T. Rymer, the company's Chief Financial Officer.…
$BRK-B 4 — Berkshire Hathaway Inc.
The filing is a Form 4 statement of changes in beneficial ownership for Lennar Corporation, filed jointly by Berkshire Hathaway Inc. and Warren E. Buffett. It reports that Berks…
$TMO 4 — Thermo Fisher Scientific Inc.
Thermo Fisher Scientific Inc. filed a Form 4 reporting a change in beneficial ownership by Dion J. Weisler, a director of the company. The filing states that on September 26, 20…
$BRK-B 4 — Berkshire Hathaway Inc.
Ajit Jain, a Vice Chairman and director of Berkshire Hathaway, filed a Form 4 on September 29, 2026, reporting transactions dated September 28, 2026. The filing states that Jain…
$AVGO 4 — Broadcom Inc.
This filing is a Form 4 beneficial ownership report for Broadcom Inc. It reports transactions by Henry Samueli, a director and 10% owner of the company. On September 23, 2026, S…
$BRK-B 4 — Berkshire Hathaway Inc.
Berkshire Hathaway Inc. reported in a Form 4 filing that it acquired additional shares of Lennar Corporation common stock on September 23, 24, and 25, 2026. The filing lists mul…
$CRM 4 — Salesforce, Inc.
Salesforce co-founder Parker Harris filed a Form 4 on September 23, 2026, reporting changes in his beneficial ownership of company stock. On September 22, 2026, two restricted s…
$NVDA 4 — NVIDIA Corporation
Timothy S. Teter, NVIDIA’s Executive Vice President, General Counsel and Secretary, reported a Form 4 filing covering transactions in NVIDIA common stock on September 21, 2026.…